Customers can report suspicious activities or information, such as possible violations of commodity trading laws, to the CFTC Division of Enforcement via a Toll-Free Hotline 866-FON-CFTC (866-366-2382) or file a tip or complaint online.Legal Update December 10, 2012 CFTC Further Clarifies Commodity Pool Treatment for Certain Securitizations and Provides Additional No-Action Relief for Others.
SECURITIES AND EXCHANGE COMMISSION Amendment No. 1This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
JOBS Act Update: Exempt Commodity Pools May Engage inChanges to CFTC Regulations Affecting Private Funds. What Is a Commodity Pool. full article via Changes to CFTC Regulations Affecting Private Funds.
Quant TradeCommodity pool operators raise funds from a number of investors to pool the funds together and trade futures and options.The evidence at trial showed that the National Futures Association received a notice of exemption from Reisinger almost seven weeks after she first accepted funds for trading.Download How we can help commodity pool operators In February 2012, the CFTC approved rules that will require some private fund managers.
One Source for Exempt Commodity Pool & Offering Documents
An enterprise in which funds contributed by a number of persons are combined for the purpose of trading futures or options contracts.Gottschall, to order Reisinger to pay restitution to defrauded customers, disgorge ill-gotten gains, and pay a civil monetary penalty, and also to impose permanent trading and registration bans and a permanent injunction against further violations of the federal commodities laws against Reisinger.Commodity Pool Operator (CPO) A CPO is an individual or organization which operates a commodity pool and solicits funds for that commodity pool.Specifically, the Proposal addresses the use of additional alternative generally accepted accounting principles, standards or practices, and the Annual Report audit requirement where the first fiscal year of a pool consists of a period of three months or less from the date of formation of the pool.A commodity pool is an investment structure where many individual investors combine their moneys and trade in futures contracts as a single entity in order to gain.
Commodity Pool :: Legal Dictionary :: Justia
Commodity pool definition - Risk.net
Commodity Pool Definition and Meaning - Dictionary CentralAs is explained below, the Commission is extending for two weeks the comment period for the Proposal.
TRENTON—A commodity pool operator and day trader based in Hackensack, New Jersey, was sentenced today to 36 months in prison for directing two schemes to.Commodity Pool Operator Registration for Hedge Fund Managers: Frequently Asked Questions.
Commodity Pool Operator - definition of Commodity Pool
Wat is een Commodity Pool Operator? - deadreign.comNEW YORK -- The Commodity Futures Trading Commission (CFTC) released updated rules to Part 4 of its regulations dealing with registration and compliance obligations...The CFTC thanks the Australian Securities and Investment Commission (ASIC) and National Futures Association for their assistance.We assisted our clients in developing some of the first public commodity pools in the 1970s.
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After years of uncertainty, commodity pool operators (CPOs) now have a standardized route to filing individual exceptions from rules that require them to be directly.Highlighting the most important legal and regulatory developments affecting the financial industry.
CFTC Further Clarifies Commodity Pool Treatment
Commodity Pool Operator and Commodity Trading Advisor
New US Regulatory Regime for Commodity Pools - Maples and
Commodity Pool Status of Certain Companies Entering intoQuant Trade is a trading technology and commodity pool operator (CPO) founded in the heart of the Chicago financial district.
Swaps Regulation: Commodity Pools, Clearing, and MarginAt no time during the relevant period did Reisinger amend her claimed notice of exemption from the requirement to register as a CPO, despite knowledge that her claimed exemption was invalid.
Commodity Pool Operator | Hedge Fund Law BlogAny investment trust, syndicate or similar form of enterprise operated for the purpose of trading in commodity interests.Another alternative method of participating in futures trading is through a commodity pool, which is similar in concept to a common.
CFTC Division of Enforcement staff members responsible for this case are George H.